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State RegulationsNC specificDifficulty 3/5

An insurer issues an individual life policy whose equivalent level death benefit is more than $5,000 and delivers only a simplified written statement in place of the Policy Summary. Under G.S. 58-60-15, which statement about this delivery is correct?

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Answer & full 3-part explanation (select an option above, or peek)

Why A is correct

Under G.S. 58-60-15, a simplified written statement may substitute for the full Policy Summary only where the policy's equivalent level death benefit does not exceed $5,000. A policy above that threshold requires the full Policy Summary, so delivering only the simplified statement for this larger policy fails the disclosure requirement.

Why the other options are wrong

  • B is wrong because the simplified statement is a concession limited to small policies, not a universal substitute for the Policy Summary.
  • C is wrong because applicant consent cannot waive the Policy Summary requirement; only the small-benefit exception applies.
  • D is wrong because simplified written statements are lawful in North Carolina, but only for policies at or below the $5,000 equivalent level death benefit.

Memory hook

Above $5,000, the short form stops working - full summary required.

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