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State RegulationsCO specificDifficulty 2/5

To win a large commercial account, a Colorado producer offers the business owner shares of stock in a company the producer owns. Under C.R.S. § 10-3-1104(1)(g), offering stocks, bonds, or securities as an inducement to purchase insurance is:

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Answer & full 3-part explanation (select an option above, or peek)

Why A is correct

C.R.S. § 10-3-1104(1)(g) expressly enumerates stocks, bonds, and securities among the valuable considerations that may not be offered as an inducement to purchase insurance. The prohibition is absolute: disclosure to the insurer, public trading, or the account's commercial size does not convert an out-of-contract securities offer into a lawful practice.

Why the other options are wrong

  • B) Disclosure does not cure the violation; securities as inducements are prohibited outright, not conditionally.
  • C) Whether the securities are publicly traded is irrelevant to the prohibition.
  • D) The anti-rebating rules apply equally to commercial and personal accounts.

Memory hook

Stocks, bonds, securities for a sale? The statute names them so you can't claim surprise.

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