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State RegulationsAZ specificDifficulty 2/5

What restriction does Arizona law place on a producer using an assumed business name that has not been registered with the Department?

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Answer & full 3-part explanation (select an option above, or peek)

Why D is correct

Under A.R.S. 20-297, an assumed business name must be registered before it is used in transacting insurance. There is no grace period, no disclosure workaround, and no advertising-only carve-out: until the name is on file with the Arizona Department of Insurance and Financial Institutions, the producer may not do business under it.

Why the other options are wrong

  • A) Wrong because there is no trial period in A.R.S. 20-297; registration must precede use of the assumed name.
  • B) Wrong because telling clients the legal name does not cure the failure to register the assumed name with the Department.
  • C) Wrong because A.R.S. 20-297 does not create an advertising-only allowance; the unregistered name cannot be used in transacting insurance at all.

Memory hook

No registration, no transacting under that name.

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