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State RegulationsAZ specificDifficulty 2/5

Under the federal insurance-fraud statutes (18 USC 1033 and 18 USC 1034), a person who willfully violates the prohibited-persons provisions, including by assisting a prohibited person to work in the insurance business, faces:

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Answer & full 3-part explanation (select an option above, or peek)

Why D is correct

18 USC 1033 and 18 USC 1034 are the federal statutes addressing fraudulent acts in the business of insurance: willful violations, including assisting or employing a prohibited person, expose the violator to federal fines and imprisonment. The statutes operate alongside, not instead of, state licensing discipline.

Why the other options are wrong

  • A) A warning letter is not the statutory consequence; these are federal crimes with monetary and prison penalties.
  • B) License renewal conditions are state administrative measures and do not displace the federal penalties.
  • C) The statutes reach conduct in the business of insurance however it is carried out; the online setting is no safe harbor.

Memory hook

Aid a prohibited person, face federal time — 18 USC 1033/1034.

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