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AnnuitiesVerified · outline & fact-checked · Sep 2026Difficulty 3/5

Which statement about Section 1035 exchanges and qualified plans is correct?

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Answer & full 3-part explanation (select an option above, or peek)

Why A is correct

Section 1035 governs tax-free exchanges of nonqualified contracts, meaning individually owned life insurance policies and annuities. Assets inside qualified plans, IRAs, and 403(b) arrangements are moved under the rollover and trustee-to-trustee transfer rules of the Internal Revenue Code, not under Section 1035. Confusing the two regimes can create an inadvertent taxable distribution.

Why the other options are wrong

  • B) Qualified plan transfers are governed by rollover provisions, not by Section 1035.
  • C) Qualified plan transfers remain subject to the usual rollover restrictions and time limits.
  • D) Section 1035 does not apply to qualified plan annuities; it addresses nonqualified exchanges.

Memory hook

1035 = the nonqualified lane; rollover rules = the qualified lane. Different highways, do not switch lanes.

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